Outsourcing and body lending
The compliance function is fundamental for financial service providers. In view of the constant development of international and national laws and its increasing complexity, an adequate investment in the compliance function can be a central factor to business success and continuity. Financial service providers are also often faced with unexpected and temporary needs of adequate and competent resources so that the compliance funtion be constantly appropriate to the complexity of the selected business model.
An ideal, practical often less expensive solution to fill potential gaps, is represented by the outsourcing of part or the entire compliance function, or by an addition to your compliance team of specialized personnel for a limited time.
- Complete outsourcing of the compliance function (onboarding and analysis of client files, supervision of transactions, participation in Committee, Executive Board or Board of Directors’ meetings, contact with supervisory Autority, etc.);
- Body Lending: compliance officer replacement;
- FATCA Responsible Officer;
- Reporting System for FATCA and AEI.
Why Geissbühler Weber Fidinam SA?
GWFi SA employs a pool of compliance specialists who are flexible and multi-lingual, and that have matured several years of experience in the ambits of auditing, consulting, as well as executive and specialized roles in the Ticino financial sector.
GWFi SA has ample experience in assisting financial operators in the analysis of the observance of the legal requirements, regulatory provisions and internal rules, as well as market standards and rules of conduct. Because of an activity primarily focused on Swiss financial service providers, GWFi SA enjoys a unrivaled position of experience in the compliance consulting sector.